Mark is valued for his deep regulatory expertise and his strategic advice to clients on the execution of business plans in the highly regulated financial services sector.
He provides advisory, transactional and regulatory dispute services to superannuation trustees as well as fund managers, financial advisory firms, platforms and other financial services and credit providers, helping clients navigate interactions with key regulators, particularly ASIC, APRA and AUSTRAC.
Mark serves on the Law Council’s Financial Services Committee and is a member of the Responsible Investment Association of Australia’s Nature Working Group.
Key deals
Team Super
Acting for Team Super in its A$22 billion successor fund transfer with TWUSUPER.
Superannuation trustee
Acting for a superannuation trustee in ASIC civil penalty proceedings in the Federal Court.
Public sector fund
Advising a public sector fund on the restructure of a defined benefit scheme, including its conversion to an accumulation arrangement.
Responsible Entity
Acting for a Responsible Entity in an ASIC investigation on design and distribution obligations.
Digital currency exchange
Acting for a digital currency exchange in an AUSTRAC enforcement action.